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Discussion thread: here [Change the link from the KIP proposal email archive to your own email thread]

JIRA: here [Change the link from KAFKA-1 to your own ticket]

Please keep the discussion on the mailing list rather than commenting on the wiki (wiki discussions get unwieldy fast).

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Today, we can use SCRAM authentication for Kafka Brokers when the cluster uses ZooKeeper (ZK) for the quorum servers. This is possible to bootstrap by first setting up the ZK servers and setting the inter-broker communication password by directly updating them on the ZK before the Kafka Brokers are started. See Configuring SCRAM for details. We wish to implement some similar mechanism for storing the Kafka Broker authentication credentials for SCRAM when the cluster uses KRaft for the quorum servers. We want these credentials to be stored before the Kafka cluster starts for the first time.

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Briefly list any new interfaces that will be introduced as part of this proposal or any existing interfaces that will be removed or changed. The purpose of this section is to concisely call out the public contract that will come along with this feature.

A public interface is any change to the following:

• Binary log format

• The network protocol and api behavior

• Any class in the public packages under clientsConfiguration, especially client configuration

  • org/apache/kafka/common/serialization

  • org/apache/kafka/common

  • org/apache/kafka/common/errors

  • org/apache/kafka/clients/producer

  • org/apache/kafka/clients/consumer (eventually, once stable)

• Monitoring

• Command line tools and arguments

• Anything else that will likely break existing users in some way when they upgrade

Proposed Changes

We will update the kafka-storage tool to take SCRAM credentials and store them when we format each node.

The kafka-storage tool is used to initialize the storage space for each broker and controller. One of the files created is the bootstrap.checkpoint which contains a set of ApiMessageAndVersion records that are needed for the bootstrap process of the cluster. I am proposing we add an interface to the kafka-storage tool so we can add the needed SCRAM credential updates, UserScramCredentialsRecord which is an ApiMessageAndVersion record, when the storage is formatted. With this, when the initial start of the cluster happens, each broker will have a copy of the SCRAM server side credential needed so they can communicate with each other.

I propose we add an option --add-metadata to the kafka-storage tool that will add an ApiMessageAndVersion records directly into the __cluster_metadata topic. The option can be applied multiple times to the format command so that multiple SCRAM records can be added to bootstrap the cluster. Below is the new updates kafka-storage command.

./bin/kafka-storage.sh format -h 
usage: kafka-storage format [-h] --config CONFIG --cluster-id CLUSTER_ID [--add-metadata METADATA] [--release-version RELEASE_VERSION] [--ignore-formatted] 

optional arguments:
  -h, --help            show this help message and exit
  --config CONFIG, -c CONFIG 
                        The Kafka configuration file to use. 
  --cluster-id CLUSTER_ID, -t CLUSTER_ID
                        The cluster ID to use. 
  --add-metadata METADATA, -A METADATA 
                        Some METADATA Message to add to the __cluster_metadata log for this node e.g. 
                        'UserScramCredentialsRecord={"Name":"alice","Mechanism":1,"Salt":"MWx2NHBkbnc0ZndxN25vdGN4bTB5eTFrN3E=","SaltedPassword":"mT0yyUUxnlJaC99HXgRTSYlbuqa4FSGtJCJfTMvjYCE=","Iterations":8192}' 
  --release-version RELEASE_VERSION, -r RELEASE_VERSION
                        A KRaft release version to use for the initial metadata version. 
  --ignore-formatted, -g

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These changes are additions only so there isn't a backwards compatibility issueto the kafka-storage tool only. There are no backwards compatibility issues with this change.

Test Plan

These changes are to the bootstrap of a cluster and have no impact of existing clusters at all. 

Rejected Alternatives

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