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Current state: "Under Discussion"
Discussion thread: https://lists.apache.org/thread/wyt... here
JIRA: TBD here [TBD]
Co-authored-by: Adrian Preston <prestona@uk.ibm.com> andEdoardo Comar <ecomar@uk.ibm.com>
Please keep the discussion on the mailing list rather than commenting on the wiki (wiki discussions get unwieldy fast).
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Unfortunately by only integrating via the serializer/deserializer client extension points, there is no way for an administrator to enforce the use of schemas. A single misconfigured client (e.g., a client using incorrect serializer/deserializers) can cause chaos by producing messages using an unexpected format, or without the constraints enforced by a schema. Such a client may prove difficult to track down and fix.
This KIP proposes a new broker-side extension point (a “record validation policy”) that can be used to reject records published by a misconfigured client. If a schema registry implementation chooses to provide its own record validation policy (maintained alongside its existing client serializer/deserializers) it can be used to prevent misconfigured clients from producing messages to Kafka.
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There are already a number of KIPS describing similar function. In our opinion, this suggests there is general interest in providing these capabilities. We have incorporated elements (and feedback) from these other KIPS:
KIP-686: API to ensure Record policy on the broker (Discussion stopped in 2020) - has similar intent, but proposed using PolicyViolationException for rejecting records, while we suggest reusing the InvalidRecordException from KIP-467 which maps to an error handled by the Producer. In addition, KIP-686 does not describe how it would handle compression.
KIP-729: Custom validation of records on the broker prior to append (2021)- has similar intent though it states that it will not work with compression - which is addressed in our KIP.
KIP-905: Broker interceptors (currently active) - is much broader in scope as it covers use-cases that include both mutating messages, and also intercepting client fetch requests. Our KIP can be viewed as a more narrowly focused subset of the function described in KIP-905, targeted at improving the experience of using schemas with Kafka.
KIP-467: Augment ProducerResponse error messaging for specific culprit records is also of note as it provides the foundation of the broker validation logic, and client external behavior, that this KIP build upon. This KIP-467 is already implemented, with the exception of the client retries functionality.
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package org.apache.kafka.server;
/**
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*
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An
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interface
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for
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enforcing
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a
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policy
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on
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the
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records
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that
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are
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accepted
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by
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this
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*
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broker.
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*
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*
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A
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common
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use
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case
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is
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for
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validating
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that
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records
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contain
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the
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correct
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schema
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*
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information.
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*
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*
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If the broker config <code>record.validation.policy.class.
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name</code>
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is
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defined,
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Kafka
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will
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*
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create
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an
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instance
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of
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the
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specified
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class
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using
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the
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default
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constructor
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and
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*
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will
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then
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pass
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the
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broker
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configs
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to
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its
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<code>configure()</code>
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method.
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*
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During
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broker
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shutdown,
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the
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<code>close()</code>
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method
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will
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be
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invoked
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so
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*
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that
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resources
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can
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be
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released
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(if
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necessary).
*
* If the broker config <code>record.validation.policy.class.path</code> is defined,
* the RecordValidationPolicy implementation and its dependent libraries will be loaded
* by a dedicated classloader which searches this class path before the Kafka broker class path.
* The syntax of this string parameter that of a Java class path.
*/
public interface RecordValidationPolicy extends Configurable, Closeable {
/**
* TopicMetadata describes the topic-partition a record is being produced to.
*/
public interface TopicMetadata {
TopicPartition TopicIdPartition getTopicPartitiontopicIdPartition();
/**
* @return the value of the topic config <code>"record.validation.policy"</code>
*/
String validationPolicy();
}
}
/**
* HeaderProxy allows read-only access to the data in a record header
*/
publicinterfaceHeaderProxy {
Stringkey();
/**
* @return a read-only view on the header value
*/
ByteBuffervalue();
}
/**
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*
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RecordProxy allows read-only access to the parts of a record that can be inspected by a validation policy.
*
* For efficiency, only the data required by the policy {@linkplain}RecordIntrospectionHints
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*
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are
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guaranteed
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to
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be
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available
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to
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the
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policy.
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*/
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public
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interface
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RecordProxy
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{
/**
* @return a read-only list of header data
*/
List<HeaderProxy> headers();
/**
* @return a read-only view on the record key
*/
ByteBufferkey();
/**
* @return a read-only view on the record value
*/
ByteBuffervalue();
}
/**
* @throwsInvalidRecordException when this policy rejects a record
*/
voidvalidate(TopicMetadatatopic, RecordProxyrecord) throwsInvalidRecordException;
/**
* The parts of the record that a policy needs to inspect. This is used for
* iteration when using compression, so as to only decompress the minimum data
* necessary to perform the validation
*/
publicinterfaceRecordIntrospectionHints {
/**
* @return whether the policy will need to access a record's headers
*/
booleanaccessHeaders();
/**
* @return minimum number of bytes from the beginning of the record's key byte[]
* @return 0 key is not needed for policy
* @return -1 or Long.MAX_LONG for all
*/
longaccessKeyBytes();
/**
* @return minimum number of bytes from the beginning of the record's value byte[]
* @return 0 key is not needed for policy
* @return -1 or Long.MAX_LONG for all
*/
longaccessValueBytes();
}
/**
* @return hints describing the parts of the record that this policy
* needs to inspect.
*/
RecordIntrospectionHintsgetHints();
}
New Broker config
record.validation.policy.class.name
The fully qualified name of a class that implements a record validation policy. If no class name is defined then the defaultbehavior is to perform no validation on the records sent to the broker.
Type: string
Default: null
Valid values:
Importance: low
Update mode: read-only
record.validation.policy.class.path
An optional Java class path for the RecordValidationPolicy
implementation. If specified, the RecordValidationPolicy
implementation and its dependent libraries will be loaded by a dedicated classloader which searches this class path before the Kafka broker class path. The syntax of this string parameter that of a Java class path.
Type: string
Default: null
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This KIP proposes extending the validation to include an optional call to a RecordValidationPolicy implementation. This call is only made if the broker is configured with a record validation policy class, and the topic the record is being produced to has a non-null record.validation.policy config. Consistently with KIP-467, if the policy rejects a record then the entire batch of records will be rejected.
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We discarded the idea that the validation policy plugin class could be defined per-topic, as a single per-broker policy could act as a facade to different policies specific to topics (e.g. different registries)
We discarded the idea to add an optional filed (eg schema id) to the kafka protocol Produce API, as that would require new clients not just serdes. Moreover, KIP-467 makes this approach look unnecessary.
It remains possible to implement a Kafka Streams functionality that filters a topic that clients write to, into another topic with validated messages (and maybe a “dead letter” topic for invalid ones). Such an alternative approach doesn’t provide any direct feedback to the client producer in the response. It also doesn’t require the broker to execute third party code semantically coupled with the clients, at the price of having an extra “moving part” (the Streams app) which contains such logic. Moreover, the topic-to-schema mapping must map both input topic and destination topic to the same schema.
- We discarded having a boolean topic config to control per-topic enablement of the validation, when a policy is specified at the broker level, in favor of a string topic config whose value that can be consumed by the policy, as per the sample below.
Sample test policy
Here is a sample of a validation policy that we may use for the unit tests suite.
// Example RecordValidationPolicy implementation that checks record headers. Only records
// containing a header with a key that matches the 'record.validation.policy' property of
// the topic are accepted.
publicclassRequireHeaderValidationPolicyimplementsRecordValidationPolicy {
@Override
publicvoidconfigure(Map<String, ?> configs) {
// This example doesn't use any of the broker's configuration properties.
}
@Override
publicvoidclose() throwsIOException {
// This example doesn't need to perform any cleanup when the broker is shutdown.
}
@Override
publicvoidvalidate(TopicMetadatatopic, RecordProxyrecord) throwsInvalidRecordException {
// Do any of the record headers have a key matching the 'record.validation.policy'
// property of the topic being produced to?
if (!record.headers().stream().filter(h->h.key().equals(topic.validationPolicy())).findFirst().isPresent()) {
thrownewInvalidRecordException(
String.format("Topic %s requires records to contain a header with key: %s",
topic.topicIdPartition().topic(), topic.validationPolicy()));
}
}
@Override
publicRecordIntrospectionHintsgetHints() {
// RequireHeaderValidationPolicy only requires access to the record headers.
// 0 is returned for the key/value portions of the record as this policy
// doesn't inspect these fields. This avoids any potential overhead in the
// broker parsing the record to find fields that the policy doesn't make use of.
returnnewRecordIntrospectionHints() {
@Override
publicbooleanaccessHeaders() {
returntrue;
}
@Override
publiclongaccessKeyBytes() {
return0;
}
@Override
publiclongaccessValueBytes() {
return0;
}
};
}
}