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Motivation

Flink ETL job consumes data from Source and produces result to Sink. Source creates relationship with Sink through Flink ETL job. Flink needs a mechanism for users to report these relationships to external systems, such as meta system Datahub [1], Atlas [2] and meta store we mentioned in FLIP-276 [3].

This FLIP aims to introduce listener interfaces in Flink, users can implement them to report the meta data to external systems. The main information is as follows

1. Source and Sink information, such as table name, fields, partition keys, primary keys, watermarks, configurations

2. Job information, such as job id/name, job type, job configuration

3. Relationship between Source/Sink and jobs, such as source and sink and their column lineages.

4. Job execution information, such as job status

Public Interfaces

CatalogModificationListener

DDL operations such as create/alter/drop tables will generate different events and notify CatalogModificationListener . All events for CatalogModificationListener extend the basic CatalogEvent and listeners can get catalog from it. Some general events for database/table are defined as follows and more events can be implemented based on the requirements in the future.

/** The basic listener for lineage in Flink, all lineage related listener should extend this interface. */
public interface LineageListener {}

/** The basic factory to create lineage listener. */
public interface LineageListenerFactory<L extends LineageListener> {
    public L createListener(Configuration configuration, ClassLoader classLoader); 
}

/**
 * Different events will be fired when a catalog/database/table is modified. The customized listener can get and report specific information from the event according to the event type.
 */
@PublicEvolving
public interface CatalogModificationListener extends LineageListener {
    /* Event fired after a catalog/database/table is modified. */
    void onEvent(CatalogEvent catalogEvent);

    /* The basic class for catalog related event. */
    public abstract class CatalogEvent {
        /* The catalog of the event. */
        Catalog catalog();
        /* The name of catalog. */
        String catalogName();
    }

    /* The basic class for database related event. */
    public abstract class BaseDatabaseEvent extends CatalogEvent {
        String databaseName();  
    }

    /* Event for creating database. */
    @PublicEvolving
    public class CreateDatabaseEvent extends BaseDatabaseEvent {
        CatalogDatabase database();
        boolean ignoreIfExists();
    }

    /* Event for altering database. */
    @PublicEvolving
    public class AlterDatabaseEvent extends BaseDatabaseEvent {
        CatalogDatabase newDatabase();
        boolean ignoreIfNotExists();
    }

    /* Event for dropping database. */
    @PublicEvolving
    public class DropDatabaseEvent extends BaseDatabaseEvent {
        boolean ignoreIfExists();
    }

    /* Base table event, provides column list, primary keys, partition keys, watermarks and properties in CatalogBaseTable. The table can be source or sink. */
    public abstract class BaseTableEvent extends CatalogEvent {
        ObjectIdentifier identifier();  
        CatalogBaseTable table();

        /* Get the storage identifier for the table.*/
        StorageIdentifier storage()
    }

    /* Event for creating table. */
    @PublicEvolving
    public class CreateTableEvent extends BaseTableEvent {
        boolean ignoreIfExists();
    }

    /* Event for altering table, provides all changes for old table. */
    @PublicEvolving
    public class AlterTableEvent extends BaseTableEvent {
        List<TableChange> tableChanges();
        boolean ignoreIfExists();
    }

    /* Event for dropping table. */
    @PublicEvolving
    public class DropTableEvent extends BaseTableEvent {
        boolean ignoreIfExists();   
    }
}

/* Factory for catalog listener. */
@PublicEvolving
public interface CatalogModificationListenerFactory extends LineageListenerFactory<CatalogModificationListener> {
}

Users may create different catalogs on the same physical catalog, for example, create two hive catalog named hive_catalog1  and hive_catalog2  for the same metastore. The tables hive_catalog1.my_database.my_table  and hive_catalog2.my_database.my_table  are the same table in hive metastore.

In addition, there are two table types: persistent table  and temporal table . The persistent table  can be identified by catalog and database above, while the temporal table  can only be identified by properties in ddl. Different temporal tables with the same connector type and related properties are the same physical table in external system, such as two tables for the same topic in Kafka.

StorageIdentifier  is introduced to address these issues, listeners can get it from table related events.

/* Storage identifier for different physical table. */
@PublicEvolving
public class StorageIdentifier {
    /* Storage type such as kafka, hive, iceberg or paimon. */
    String type();

    /* Properties for the storage identifier, users can get value from different keys for different storages, such as broker and topic for kafka. */
    Map<String, String> properties();
}

Different storages put their options in the properties according to dynamic source and sink, users get option value with them too. Flink Table/SQL jobs can get options from table properties automatically, and users need to add them manually for DataStream jobs. Flink has many connectors, and we given the example of kafka options here.

/* Kafka storage identifier options. */
"properties.bootstrap.servers" for Kafka bootstrap servers
"topic" for Kafka Topic
"properties.group.id" for Kafka group id
"topic-pattern" for Kafka topic pattern

For some sensitive information, users can encode and desensitize it in their own implemented listeners.

JobStatusChangedListener 

Flink creates events and notify JobStatusChangedListener when status of job is changed. There are two types of job status event for the listener: JobCreatedEvent and JobExecutionStatusEvent. JobCreatedEvent will be fired when job is created, it has job lineage and listener can create lineages for source and sink. JobExecutionStatusEvent has old and new job statuses in runtime and listener can even delete the lineages when job goes to termination.

/**
 * When job status is changed, Flink will generate job event and notify job status changed listener.
 */
@PublicEvolving
public interface JobStatusChangedListener extends LineageListener {
    /* Event fired after job status has been changed. */ 
    void onEvent(JobStatusEvent jobStatusEvent);

    /** Basic job status event. */
    abstract class JobStatusEvent {
        JobID jobId();
        String jobName();
    }

    /** Job created event with job lineage. */
    @PublicEvolving
    class JobCreatedEvent extends JobStatusEvent {
		/* Lineage for the current job. */
        JobLineage lineage();

    	/* Job type, TableOrSQL or DataStream. */
    	String jobType();

    	/* Job execution type, BATCH or STREAMING. */
    	String executionType(); 
 
    	/* Job configuration. */
    	Map<String, String> config();  
    }

    /** Job status changed event for runtime. */
	@PublicEvolving
    class JobExecutionStatusEvent extends JobStatusEvent {
        JobStatus oldStatus();
        JobStatus newStatus();
        @Nullable Throwable exception();
    }

/* Factory for job execution listener. */
@PublicEvolving
public interface JobStatusChangedListenerFactory extends LineageListenerFactory<JobStatusChangedListener> {
}


Job lineage is divided into two layers: the first layer is global abstraction for all Flink jobs and connectors, and the second layer defines the lineages of Table/Sql jobs and DataStream independently based on the first one. 

/**
 * Job lineage is built according to StreamGraph. Users can get sources, sinks and the relationship between nodes from lineage.
 */
@PublicEvolvig
public interface JobLineage {
    /* Source lineage list. */
    List<SourceLineage> sources();

    /* Sink lineage list. */
    List<SinkLineage> sinks();
}

/** Base connector lineage interface. */
public interface ConnectorLineage {
    StorageIdentifier connector();
}

/** Base source lineage. */
@PublicEvolving
public interface SourceLineage extends ConnectorLineage {}

/** Base sink lineage. */
@PublicEvolving
public interface SinkLineage extends ConnectorLineage {
    List<SourceLineage> sources();
}

Job lineage for Table/SQL job

For Table/SQL jobs, Flink creates table lineages according to tables for source and sink. There're column lineages in table lineages, and Flink jobs can create the dependencies between source and sink columns. Flink creates these lineages for Table/SQL jobs from job planner, the entire processing has nothing to do with users.

/** Basic table lineage and listeners can get catalog and table from it. */
public abstract class TableLineage implements ConnectorLineage {
    /* The catalog of the table lineage. */
    public Catalog catalog();

    /* The table of the table lineage. */
    public CatalogBaseTable table();
}

/** Source lineage for table. */
@PublicEvolving
public class TableSourceLineage extends TableLineage implements SourceLineage {
    public StorageIdentifier connector();

    /* Output columns for the source and the detailed column information such as data type are in the table. */
    public List<String> columns();
}

/** Sink lineage for table. */
@PublicEvolving
public class TableSinkLineage extends TableLineage implements SinkLineage {
    public StorageIdentifier connector(); 

    /* Modify type, INSERT/UPDATE/DELETE. */
    String modifyType();
 
    /* Update mode, APPEND/RETRACT/UPSERT. */
    String updateMode();
    boolean overwrite();

    /* The source lineages for the sink table. */
    public List<SourceLineage> sources();

    /* The output columns for the sink table. */
    public List<String> columns();

    /* The source column lineages for each target column in sink table, this will be supported by Flink in the future. */
    public Map<String, List<TableColumnLineage>> columnLineages();    

    /* Source table and columns for the target column in sink lineage. Multiple source table columns would generate one sink column. */
	@PublicEvolving
    public class TableColumnLineage {
        /* The source table for column lineage. */
        public TableSourceLineage source();

        /* The columns in source lineage for column lineage. */
        public List<String> columns();
    }
}

Job lineage for DataStream job

The data structures of connectors in DataStream jobs are much more complex than in Table/SQL jobs, they may be tables, user customized POJO classes or even vector for ML jobs. We added lineage related methods to DataStreamSource and DataStreamSink , allowing users to define job lineages using TaleSourceLineage and TableSinkLineage if the connectors are tables, or to implement customized SourceLineage and SinkLineage based on their specific requirements.

/**
 * Add set source lineage method in data stream source.
 */
@Public
public class DataStreamSource {
    private SourceLineage lineage;
 
    public DataStreamSource setLineage(SourceLineage lineage);
}
 
/**
 * Add set sink lineage method in data stream sink.
 */
@Public
public class DataStreamSink {
    private SinkLineage lineage;
 
    public DataStreamSink setLineage(SinkLineage lineage);
}

Config Customized Listener

Users should add their listeners to the classpath of client and flink cluster, and config the listener factory in the following options

# Config for catalog modification listeners.
lineage.catalog-modification.listeners: {job catalog listener factory1},{job catalog listener factory2}

# Config for job status changed listeners.
lineage.job-status-changed.listeners: {job status changed listener factory1},{job status changed listener factory2}

Proposed Changes

Use case of job lineage

1. User customized lineage for DataStream

Users can implement customized source and sink lineages for datastream job, for example, implement VectorSourceLineage and VectorSinkLineage for kafka source and sink as follows.

/** User defined vector source lineage. */
public class VectorSourceLineage implements SourceLineage {
    /* The capacity of source lineage. */
    int capacity();

    /* The value type in the vector. */
    String valueType();
}

/** User defined vector sink lineage. */
public class VectorSinkLineage implements SinkLineage {
    List<SourceLineage> sources();
    int capacity();
    String valueType();
}
 
/* User can use vector source/sink lineages in datastream job. */
Map<String, String> kafkaSourceConf = ...;
Map<String, String> kafkaSinkConf = ...;
StreamExecutionEnvironment env = ...;

VectorSourceLineage sourceLineage = new VectorSourceLineage(new StorageIdentifier("kafka", kafkaSourceConf), 10, "int");
env.fromSource(...).setLineage(sourceLineage)
	.map(...).keyBy(..).
	.sinkTo(...).setLineage(new VectorSinkLineages(new StorageIdentifier("kafka", kafkaSinkConf), 20, "int", Arrays.asList(sourceLineage)));
env.execute();

After that, users can cast the source and sink lineages to vector lineage, get capacity and value type in the customized listeners.

2. Connectors identified by StorageIdentifier 

Users may create different tables on a same storage, such as the same Kafka topic. Suppose there's one Kafka topic, two Paimon tables and one Mysql table. Users create these tables and submit three Flink SQL jobs as follows.

a) Create Kafka and Paimon tables for Flink SQL job

-- Create a table my_kafka_table1 for kafka topic 'kafka_topic'
CREATE TABLE my_kafka_table1 (
  val1 STRING,
  val2 STRING,
  val3 STRING
) WITH (
  'connector' = 'kafka',
  'topic' = 'kafka_topic',
  'properties.bootstrap.servers' = 'kafka_bootstrap_server',
  'properties.group.id' = 'kafka_group',
  'format' = 'json'
);

-- Create a Paimon catalog and table for warehouse 'paimon_path1'
CREATE CATALOG paimon_catalog WITH (
    'type'='paimon',
    'warehouse'='paimon_path1'
);
USE CATALOG paimon_catalog;
CREATE TABLE my_paimon_table (
    val1 STRING,
    val2 STRING,
    val3 STRING
) WITH (...);

-- Insert data to Paimon table from Kafka
INSERT INTO my_paimon_table SELECT ... FROM default_catalog.default_database.my_kafka_table1 WHERE ...;

b) Create another Kafka and Paimon tables for Flink SQL job

-- Create another table my_kafka_table2 for kafka topic 'kafka_topic' which is same as my_kafka_table1 above
CREATE TABLE my_kafka_table2 (
  val1 STRING,
  val2 STRING,
  val3 STRING
) WITH (
  'connector' = 'kafka',
  'topic' = 'kafka_topic',
  'properties.bootstrap.servers' = 'kafka_bootstrap_server',
  'properties.group.id' = 'kafka_group',
  'format' = 'json'
);

-- Create a Paimon catalog with the same name 'paimon_catalog' for different warehouse 'paimon_path2'
CREATE CATALOG paimon_catalog WITH (
    'type'='paimon',
    'warehouse'='paimon_path2'
);
USE CATALOG paimon_catalog;
CREATE TABLE my_paimon_table (
    val1 STRING,
    val2 STRING,
    val3 STRING
) WITH (...);

-- Insert data to Paimon table from Kafka
INSERT INTO my_paimon_table SELECT ... FROM default_catalog.default_database.my_kafka_table2 WHERE ...;

c) Create Mysql table for Flink SQL job

-- Create two catalogs for warehouse 'paimon_path1' and 'paimon_path2', there are two different tables 'my_paimon_table'
CREATE CATALOG paimon_catalog1 WITH (
    'type'='paimon',
    'warehouse'='paimon_path1'
);
CREATE CATALOG paimon_catalog2 WITH (
    'type'='paimon',
    'warehouse'='paimon_path2'
);

-- Create mysql table
CREATE TABLE mysql_table (
    val1 STRING,
    val2 STRING,
    val3 STRING
) WITH (
    'connector' = 'jdbc',
    'url' = 'jdbc:mysql://HOST:PORT/my_database',
    'table-name' = 'my_mysql_table',
    'username' = '***',
    'password' = '***'
);

-- Insert data to mysql table from two paimon tales
INSERT INTO mysql_table 
    SELECT ... FROM paimon_catalog1.default.my_paimon_table
        JOIN paimon_catalog2.default.my_paimon_table
    ON ... WHERE ...;


After completing the above operations, we got one Kafka topic, two Paimon tables and one Mysql table which are identified by StorageIdentifier. These tables are associated through Flink jobs, users can report the tables and relationships to datahub[1] as an example which is shown below

Changes for CatalogModificationListener

TableEnvironmentImpl creates customized CatalogModificationListener according to the option lineage.catalog-modification.listeners , and build CatalogManager with the listeners. Some other components such as Sql-Gateway can create CatalogManager with the listeners themselves. The database related operations are in Catalog , then the listeners are added in AbstractCatalog  and users can notify them after database related operations in their customized catalog.

/* Listeners and related operations in the catalog manager. */
public final class CatalogManager {
    private final List<CatalogModificationListener> listeners;

    /* Create catalog manager with listener list. */
    private CatalogManager(
            String defaultCatalogName,
            Catalog defaultCatalog,
            DataTypeFactory typeFactory,
            ManagedTableListener managedTableListener,
            List<CatalogModificationListener> listeners);

    /* Notify the listeners with given catalog event. */
    private void notify(CatalogEvent event) {
        listeners.forEach(listener -> listener.onEvent(event));
    }

    /* Notify listener for tables. */
    public void createTable/dropTable/alterTable(...) {
        ....;
        notify(Create Different Table Event);
    }

    /* Builder for catalog manager. */
    public static final class Builder {
        Builder listeners(List<CatalogModificationListener> listeners);
    }
}

/* Listeners and related operations in AbstractCatalog. */
public abstract class AbstractCatalog implements Catalog {
    private final List<CatalogModificationListener> listeners;

    /* Create the catalog with listeners. */
    public AbstractCatalog(String name, String defaultDatabase, List<CatalogModificationListener> listeners); 

    /**
     * Notify the listeners with given database event, after the customized implementation of AbstractCatalog create/alter/drop a database,
     * it can create the specific event and call the notify method.
     */
    protected void notify(BaseDatabaseEvent event) {
        for (CatalogModificationListener listener : listeners) {
            listener.onEvent(event);
        }
    }
}

/* Create default catalog context with listeners. */
public DefaultCatalogContext {
    public DefaultCatalogContext(
            String name,
            Map<String, String> options,
            ReadableConfig configuration,
            ClassLoader classLoader,
            List<CatalogModificationListener> listeners);

    /* Get catalog event listeners from the context. */
    public List<CatalogModificationListener> listeners() {
        return listeners;
    }
}

Changes for JobStatusChangedListener

Build JobLogicalPlan in StreamGraph

Flink creates Planner for sql and table jobs which contains exec nodes, then the planner will be converted to Transformation and StreamGraph. DataStream jobs are similar with SQL, Flink creates datastream from environment and converted it to Transformation and StreamGraph. The job conversion is shown as followed. 

There is a graph structure in StreamGraph , we can create JobLogicalPlan based on StreamGraph easily. 

For table and SQL jobs, Flink translates planner exec node to Transformation in method ExecNodeBase.translateToPlanInternal for source and sink. There's resolved table in source and sink nodes, Flink can create source and sink lineage based on the table and save them in source/sink transformations.

For DataStream  jobs, DataStreamSource set the source lineage to source transformation in setLineage method, and DataStreamSink does the same thing.

Finally source and sink transformations are translated and added in StreamGraph by SourceTransformationTranslator.translateInternal  and SinkTransformationTranslator.translateInternal , where source and sink lineages information can be added to StreamGraph too.

Create and notify listeners in RestClusterClient

RestClusterClient  can read option lineage.job-status-changed.listeners from Configuration and create JobStatusChangedListener . RestClusterClient.submitJob is used in AbstractSessionClusterExecutor to submit job, which will convert Pipeline to JobGraph. AbstractSessionClusterExecutor can set StreamGraph in RestClusterClient before calling its submitJob method, then the RestClusterClient can get the StreamGraph and notify the listener before JobGraph is submitted.

/* Set pipeline to client before it submit job graph.  */
public class AbstractSessionClusterExecutor {
    public CompletableFuture<JobClient> execute(
            @Nonnull final Pipeline pipeline,
            @Nonnull final Configuration configuration,
            @Nonnull final ClassLoader userCodeClassloader)
            throws Exception {
        ....

        final ClusterClientProvider<ClusterID> clusterClientProvider =
                    clusterDescriptor.retrieve(clusterID);
        ClusterClient<ClusterID> clusterClient = clusterClientProvider.getClusterClient();

        // Set pipeline to the cluster client before submit job graph
        clusterClient.setPipeline(pipeline); 

        return clusterClient
                    .submitJob(jobGraph)
                    ....  
    }
}

/* Create job submission event and notify listeners before it submit job graph. */
public class RestClusterClient {
    private final List<JobStatusChangedListener> listeners;
    private Pipeline pipeline;

    @Override
    public CompletableFuture<JobID> submitJob(@Nonnull JobGraph jobGraph) {
        // Create event and notify listeners before the job graph is submitted.
        JobSubmissionEvent event = createEventFromPipeline(pipeline);
        if (event != null) {
            listeners.forEach(listener -> listener.onEvent(event));
        }
        
        ....;
    }
}

Job status changed in job manager

JobManager  can create JobStatusChangedListener in DefaultExecutionGraph according to option lineage.job-status-changed.listeners in job configuration. Currently JobManager will call DefaultExecutionGraph.transitionState when the job status changes, JobStatusChangedListener can be notified in the method as follows.

/* Set pipeline to client before it submit job graph.  */
public class DefaultExecutionGraph {
    private final List<JobStatusChangedListener> executionListeners;

    private boolean transitionState(JobStatus current, JobStatus newState, Throwable error) {
        ....;
        notifyJobStatusHooks(newState, error);
        // notify job execution listeners
        notifyJobStatusChangedListeners(current, newState, error);
        ....;
    }

    private void notifyJobStatusChangedListeners(JobStatus current, JobStatus newState, Throwable error) {
        JobStatusEvent event = create job status event;
        executionListeners.forEach(listener -> listener.onEvent(event));
    }
}

Listener Execution

Multiple listeners are independent, and client/JobManager will notify the listeners synchronously. It is highly recommended NOT to perform any blocking operation inside the listeners. If blocked operations are required, users need to perform asynchronous processing in their customized listeners.

Plan For The Future

  1. We add column lineages in job lineage, but it is not supported in Flink at present. We'd like to implement them in the next FLIP. 
  2. Currently we only supports scan source, lookup join source should be supported later.

  3. Add Job vertex listener for batch mode, such as scheduling and execution status of vertex, execution status of subtask, etc.

  4. Save and report job lineage in JobManager, and supports pulling job lineage from REST api.


[1] https://datahub.io/

[2] https://atlas.apache.org/#/

[3] FLIP-276: Data Consistency of Streaming and Batch ETL in Flink and Table Store



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